Self-regulatory organizations

Results: 6954



#Item
641Investment / Financial markets / Finance / Mathematical finance / Order / Chicago Board Options Exchange / Day trading / Algorithmic trading / Electronic trading platform / Stock market / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]February 23, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effective

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Language: English - Date: 2015-02-24 09:42:03
642Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Government / Financial regulation / Economy of the United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 10, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-10 15:36:40
643Securities Exchange Act / Financial regulation / SEC filings / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / Finance / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BOX[removed]February 3, 2015 Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Language: English - Date: 2015-02-04 09:06:11
644Financial Industry Regulatory Authority / Financial economics / Financial regulation / Finance / U.S. Securities and Exchange Commission / Arbitral tribunal / Securities regulation in the United States / Securities Exchange Act / Financial adviser / United States securities law / Self-regulatory organizations / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-FINRA[removed]February 26, 2015 Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change

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Language: English - Date: 2015-02-26 13:44:41
645United States Securities and Exchange Commission / Direct Edge / Economy of the United States / BATS Global Markets / U.S. Securities and Exchange Commission / Futures contract / Financial economics / Financial regulation / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 18, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-19 07:17:11
646United States securities law / 73rd United States Congress / United States Securities and Exchange Commission / Central Securities Depositories / Depository Trust & Clearing Corporation / Securities / Securities Exchange Act / U.S. Securities and Exchange Commission / Financial system / Financial economics / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-DTC[removed]February 24, 2015 Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change to Discontinue th

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Language: English - Date: 2015-02-24 17:26:04
647Finance / Financial system / Credit default swap / Futures contract / Derivative / Securities Exchange Act / Financial economics / United States housing bubble / United States securities law

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 3, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Cleara

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Language: English - Date: 2015-02-04 09:00:11
648Self-regulatory organizations / Economy of the United States / Chicago Stock Exchange / Financial regulation / Securities Exchange Act / United States / Securities Act / U.S. Securities and Exchange Commission / Regulation NMS / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Concerning the Use of Market Data Feeds by the Exchange

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Language: English - Date: 2015-02-24 17:27:21
649Securities Exchange Act / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-EDGA[removed]February 26, 2015 Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Ch

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Language: English - Date: 2015-02-26 13:20:37
650Options Clearing Corporation / OneChicago /  LLC / Futures exchange / Commodities market / Futures contract / Commodity Futures Trading Commission / Settlement / Securities Exchange Act / Exchange / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 19, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change to Clarify that O

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Language: English - Date: 2015-02-20 10:44:19
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